Send device list updates to application services (MSC3202) - part 1 (#11881)

Co-authored-by: Patrick Cloke <clokep@users.noreply.github.com>

changelog.d/11881.feature

@@ -0,0 +1 @@
+Send device list changes to application services as specified by [MSC3202](https://github.com/matrix-org/matrix-spec-proposals/pull/3202), using unstable prefixes. The `msc3202_transaction_extensions` experimental homeserver config option must be enabled and `org.matrix.msc3202: true` must be present in the application service registration file for device list changes to be sent. The "left" field is currently always empty.

synapse/appservice/__init__.py

@@ -1,4 +1,5 @@
 # Copyright 2015, 2016 OpenMarket Ltd
+# Copyright 2022 The Matrix.org Foundation C.I.C.
 #
 # Licensed under the Apache License, Version 2.0 (the "License");
 # you may not use this file except in compliance with the License.
@@ -22,7 +23,13 @@ from netaddr import IPSet
 
 from synapse.api.constants import EventTypes
 from synapse.events import EventBase
-from synapse.types import GroupID, JsonDict, UserID, get_domain_from_id
+from synapse.types import (
+    DeviceListUpdates,
+    GroupID,
+    JsonDict,
+    UserID,
+    get_domain_from_id,
+)
 from synapse.util.caches.descriptors import _CacheContext, cached
 
 if TYPE_CHECKING:
@@ -400,6 +407,7 @@ class AppServiceTransaction:
         to_device_messages: List[JsonDict],
         one_time_key_counts: TransactionOneTimeKeyCounts,
         unused_fallback_keys: TransactionUnusedFallbackKeys,
+        device_list_summary: DeviceListUpdates,
     ):
         self.service = service
         self.id = id
@@ -408,6 +416,7 @@ class AppServiceTransaction:
         self.to_device_messages = to_device_messages
         self.one_time_key_counts = one_time_key_counts
         self.unused_fallback_keys = unused_fallback_keys
+        self.device_list_summary = device_list_summary
 
     async def send(self, as_api: "ApplicationServiceApi") -> bool:
         """Sends this transaction using the provided AS API interface.
@@ -424,6 +433,7 @@ class AppServiceTransaction:
             to_device_messages=self.to_device_messages,
             one_time_key_counts=self.one_time_key_counts,
             unused_fallback_keys=self.unused_fallback_keys,
+            device_list_summary=self.device_list_summary,
             txn_id=self.id,
         )
 

synapse/appservice/api.py

@@ -1,4 +1,5 @@
 # Copyright 2015, 2016 OpenMarket Ltd
+# Copyright 2022 The Matrix.org Foundation C.I.C.
 #
 # Licensed under the Apache License, Version 2.0 (the "License");
 # you may not use this file except in compliance with the License.
@@ -27,7 +28,7 @@ from synapse.appservice import (
 from synapse.events import EventBase
 from synapse.events.utils import SerializeEventConfig, serialize_event
 from synapse.http.client import SimpleHttpClient
-from synapse.types import JsonDict, ThirdPartyInstanceID
+from synapse.types import DeviceListUpdates, JsonDict, ThirdPartyInstanceID
 from synapse.util.caches.response_cache import ResponseCache
 
 if TYPE_CHECKING:
@@ -225,6 +226,7 @@ class ApplicationServiceApi(SimpleHttpClient):
         to_device_messages: List[JsonDict],
         one_time_key_counts: TransactionOneTimeKeyCounts,
         unused_fallback_keys: TransactionUnusedFallbackKeys,
+        device_list_summary: DeviceListUpdates,
         txn_id: Optional[int] = None,
     ) -> bool:
         """
@@ -268,6 +270,7 @@ class ApplicationServiceApi(SimpleHttpClient):
                 }
             )
 
+        # TODO: Update to stable prefixes once MSC3202 completes FCP merge
         if service.msc3202_transaction_extensions:
             if one_time_key_counts:
                 body[
@@ -277,6 +280,11 @@ class ApplicationServiceApi(SimpleHttpClient):
                 body[
                     "org.matrix.msc3202.device_unused_fallback_keys"
                 ] = unused_fallback_keys
+            if device_list_summary:
+                body["org.matrix.msc3202.device_lists"] = {
+                    "changed": list(device_list_summary.changed),
+                    "left": list(device_list_summary.left),
+                }
 
         try:
             await self.put_json(

synapse/appservice/scheduler.py

@@ -72,7 +72,7 @@ from synapse.events import EventBase
 from synapse.logging.context import run_in_background
 from synapse.metrics.background_process_metrics import run_as_background_process
 from synapse.storage.databases.main import DataStore
-from synapse.types import JsonDict
+from synapse.types import DeviceListUpdates, JsonDict
 from synapse.util import Clock
 
 if TYPE_CHECKING:
@@ -122,6 +122,7 @@ class ApplicationServiceScheduler:
         events: Optional[Collection[EventBase]] = None,
         ephemeral: Optional[Collection[JsonDict]] = None,
         to_device_messages: Optional[Collection[JsonDict]] = None,
+        device_list_summary: Optional[DeviceListUpdates] = None,
     ) -> None:
         """
         Enqueue some data to be sent off to an application service.
@@ -133,10 +134,18 @@ class ApplicationServiceScheduler:
             to_device_messages: The to-device messages to send. These differ from normal
                 to-device messages sent to clients, as they have 'to_device_id' and
                 'to_user_id' fields.
+            device_list_summary: A summary of users that the application service either needs
+                to refresh the device lists of, or those that the application service need no
+                longer track the device lists of.
         """
         # We purposefully allow this method to run with empty events/ephemeral
         # collections, so that callers do not need to check iterable size themselves.
-        if not events and not ephemeral and not to_device_messages:
+        if (
+            not events
+            and not ephemeral
+            and not to_device_messages
+            and not device_list_summary
+        ):
             return
 
         if events:
@@ -147,6 +156,10 @@ class ApplicationServiceScheduler:
             self.queuer.queued_to_device_messages.setdefault(appservice.id, []).extend(
                 to_device_messages
             )
+        if device_list_summary:
+            self.queuer.queued_device_list_summaries.setdefault(
+                appservice.id, []
+            ).append(device_list_summary)
 
         # Kick off a new application service transaction
         self.queuer.start_background_request(appservice)
@@ -169,6 +182,8 @@ class _ServiceQueuer:
         self.queued_ephemeral: Dict[str, List[JsonDict]] = {}
         # dict of {service_id: [to_device_message_json]}
         self.queued_to_device_messages: Dict[str, List[JsonDict]] = {}
+        # dict of {service_id: [device_list_summary]}
+        self.queued_device_list_summaries: Dict[str, List[DeviceListUpdates]] = {}
 
         # the appservices which currently have a transaction in flight
         self.requests_in_flight: Set[str] = set()
@@ -212,7 +227,35 @@ class _ServiceQueuer:
                 ]
                 del all_to_device_messages[:MAX_TO_DEVICE_MESSAGES_PER_TRANSACTION]
 
-                if not events and not ephemeral and not to_device_messages_to_send:
+                # Consolidate any pending device list summaries into a single, up-to-date
+                # summary.
+                # Note: this code assumes that in a single DeviceListUpdates, a user will
+                # never be in both "changed" and "left" sets.
+                device_list_summary = DeviceListUpdates()
+                for summary in self.queued_device_list_summaries.get(service.id, []):
+                    # For every user in the incoming "changed" set:
+                    #   * Remove them from the existing "left" set if necessary
+                    #     (as we need to start tracking them again)
+                    #   * Add them to the existing "changed" set if necessary.
+                    device_list_summary.left.difference_update(summary.changed)
+                    device_list_summary.changed.update(summary.changed)
+
+                    # For every user in the incoming "left" set:
+                    #   * Remove them from the existing "changed" set if necessary
+                    #     (we no longer need to track them)
+                    #   * Add them to the existing "left" set if necessary.
+                    device_list_summary.changed.difference_update(summary.left)
+                    device_list_summary.left.update(summary.left)
+                self.queued_device_list_summaries.clear()
+
+                if (
+                    not events
+                    and not ephemeral
+                    and not to_device_messages_to_send
+                    # DeviceListUpdates is True if either the 'changed' or 'left' sets have
+                    # at least one entry, otherwise False
+                    and not device_list_summary
+                ):
                     return
 
                 one_time_key_counts: Optional[TransactionOneTimeKeyCounts] = None
@@ -240,6 +283,7 @@ class _ServiceQueuer:
                         to_device_messages_to_send,
                         one_time_key_counts,
                         unused_fallback_keys,
+                        device_list_summary,
                     )
                 except Exception:
                     logger.exception("AS request failed")
@@ -322,6 +366,7 @@ class _TransactionController:
         to_device_messages: Optional[List[JsonDict]] = None,
         one_time_key_counts: Optional[TransactionOneTimeKeyCounts] = None,
         unused_fallback_keys: Optional[TransactionUnusedFallbackKeys] = None,
+        device_list_summary: Optional[DeviceListUpdates] = None,
     ) -> None:
         """
         Create a transaction with the given data and send to the provided
@@ -336,6 +381,7 @@ class _TransactionController:
                 appservice devices in the transaction.
             unused_fallback_keys: Lists of unused fallback keys for relevant
                 appservice devices in the transaction.
+            device_list_summary: The device list summary to include in the transaction.
         """
         try:
             txn = await self.store.create_appservice_txn(
@@ -345,6 +391,7 @@ class _TransactionController:
                 to_device_messages=to_device_messages or [],
                 one_time_key_counts=one_time_key_counts or {},
                 unused_fallback_keys=unused_fallback_keys or {},
+                device_list_summary=device_list_summary or DeviceListUpdates(),
             )
             service_is_up = await self._is_service_up(service)
             if service_is_up:

synapse/config/appservice.py

@@ -170,6 +170,7 @@ def _load_appservice(
     # When enabled, appservice transactions contain the following information:
     #  - device One-Time Key counts
     #  - device unused fallback key usage states
+    #  - device list changes
     msc3202_transaction_extensions = as_info.get("org.matrix.msc3202", False)
     if not isinstance(msc3202_transaction_extensions, bool):
         raise ValueError(

synapse/config/experimental.py

@@ -59,8 +59,9 @@ class ExperimentalConfig(Config):
             "msc3202_device_masquerading", False
         )
 
-        # Portion of MSC3202 related to transaction extensions:
-        # sending one-time key counts and fallback key usage to application services.
+        # The portion of MSC3202 related to transaction extensions:
+        # sending device list changes, one-time key counts and fallback key
+        # usage to application services.
         self.msc3202_transaction_extensions: bool = experimental.get(
             "msc3202_transaction_extensions", False
         )

synapse/handlers/appservice.py

@@ -33,7 +33,13 @@ from synapse.metrics.background_process_metrics import (
     wrap_as_background_process,
 )
 from synapse.storage.databases.main.directory import RoomAliasMapping
-from synapse.types import JsonDict, RoomAlias, RoomStreamToken, UserID
+from synapse.types import (
+    DeviceListUpdates,
+    JsonDict,
+    RoomAlias,
+    RoomStreamToken,
+    UserID,
+)
 from synapse.util.async_helpers import Linearizer
 from synapse.util.metrics import Measure
 
@@ -58,6 +64,9 @@ class ApplicationServicesHandler:
         self._msc2409_to_device_messages_enabled = (
             hs.config.experimental.msc2409_to_device_messages_enabled
         )
+        self._msc3202_transaction_extensions_enabled = (
+            hs.config.experimental.msc3202_transaction_extensions
+        )
 
         self.current_max = 0
         self.is_processing = False
@@ -204,9 +213,9 @@ class ApplicationServicesHandler:
         Args:
             stream_key: The stream the event came from.
 
-                `stream_key` can be "typing_key", "receipt_key", "presence_key" or
-                "to_device_key". Any other value for `stream_key` will cause this function
-                to return early.
+                `stream_key` can be "typing_key", "receipt_key", "presence_key",
+                "to_device_key" or "device_list_key". Any other value for `stream_key`
+                will cause this function to return early.
 
                 Ephemeral events will only be pushed to appservices that have opted into
                 receiving them by setting `push_ephemeral` to true in their registration
@@ -230,6 +239,7 @@ class ApplicationServicesHandler:
             "receipt_key",
             "presence_key",
             "to_device_key",
+            "device_list_key",
         ):
             return
 
@@ -253,15 +263,37 @@ class ApplicationServicesHandler:
         ):
             return
 
+        # Ignore device lists if the feature flag is not enabled
+        if (
+            stream_key == "device_list_key"
+            and not self._msc3202_transaction_extensions_enabled
+        ):
+            return
+
         # Check whether there are any appservices which have registered to receive
         # ephemeral events.
         #
         # Note that whether these events are actually relevant to these appservices
         # is decided later on.
+        services = self.store.get_app_services()
         services = [
             service
-            for service in self.store.get_app_services()
-            if service.supports_ephemeral
+            for service in services
+            # Different stream keys require different support booleans
+            if (
+                stream_key
+                in (
+                    "typing_key",
+                    "receipt_key",
+                    "presence_key",
+                    "to_device_key",
+                )
+                and service.supports_ephemeral
+            )
+            or (
+                stream_key == "device_list_key"
+                and service.msc3202_transaction_extensions
+            )
         ]
         if not services:
             # Bail out early if none of the target appservices have explicitly registered
@@ -336,6 +368,20 @@ class ApplicationServicesHandler:
                             service, "to_device", new_token
                         )
 
+                    elif stream_key == "device_list_key":
+                        device_list_summary = await self._get_device_list_summary(
+                            service, new_token
+                        )
+                        if device_list_summary:
+                            self.scheduler.enqueue_for_appservice(
+                                service, device_list_summary=device_list_summary
+                            )
+
+                        # Persist the latest handled stream token for this appservice
+                        await self.store.set_appservice_stream_type_pos(
+                            service, "device_list", new_token
+                        )
+
     async def _handle_typing(
         self, service: ApplicationService, new_token: int
     ) -> List[JsonDict]:
@@ -542,6 +588,96 @@ class ApplicationServicesHandler:
 
         return message_payload
 
+    async def _get_device_list_summary(
+        self,
+        appservice: ApplicationService,
+        new_key: int,
+    ) -> DeviceListUpdates:
+        """
+        Retrieve a list of users who have changed their device lists.
+
+        Args:
+            appservice: The application service to retrieve device list changes for.
+            new_key: The stream key of the device list change that triggered this method call.
+
+        Returns:
+            A set of device list updates, comprised of users that the appservices needs to:
+                * resync the device list of, and
+                * stop tracking the device list of.
+        """
+        # Fetch the last successfully processed device list update stream ID
+        # for this appservice.
+        from_key = await self.store.get_type_stream_id_for_appservice(
+            appservice, "device_list"
+        )
+
+        # Fetch the users who have modified their device list since then.
+        users_with_changed_device_lists = (
+            await self.store.get_users_whose_devices_changed(from_key, to_key=new_key)
+        )
+
+        # Filter out any users the application service is not interested in
+        #
+        # For each user who changed their device list, we want to check whether this
+        # appservice would be interested in the change.
+        filtered_users_with_changed_device_lists = {
+            user_id
+            for user_id in users_with_changed_device_lists
+            if await self._is_appservice_interested_in_device_lists_of_user(
+                appservice, user_id
+            )
+        }
+
+        # Create a summary of "changed" and "left" users.
+        # TODO: Calculate "left" users.
+        device_list_summary = DeviceListUpdates(
+            changed=filtered_users_with_changed_device_lists
+        )
+
+        return device_list_summary
+
+    async def _is_appservice_interested_in_device_lists_of_user(
+        self,
+        appservice: ApplicationService,
+        user_id: str,
+    ) -> bool:
+        """
+        Returns whether a given application service is interested in the device list
+        updates of a given user.
+
+        The application service is interested in the user's device list updates if any
+        of the following are true:
+            * The user is the appservice's sender localpart user.
+            * The user is in the appservice's user namespace.
+            * At least one member of one room that the user is a part of is in the
+              appservice's user namespace.
+            * The appservice is explicitly (via room ID or alias) interested in at
+              least one room that the user is in.
+
+        Args:
+            appservice: The application service to gauge interest of.
+            user_id: The ID of the user whose device list interest is in question.
+
+        Returns:
+            True if the application service is interested in the user's device lists, False
+            otherwise.
+        """
+        # This method checks against both the sender localpart user as well as if the
+        # user is in the appservice's user namespace.
+        if appservice.is_interested_in_user(user_id):
+            return True
+
+        # Determine whether any of the rooms the user is in justifies sending this
+        # device list update to the application service.
+        room_ids = await self.store.get_rooms_for_user(user_id)
+        for room_id in room_ids:
+            # This method covers checking room members for appservice interest as well as
+            # room ID and alias checks.
+            if await appservice.is_interested_in_room(room_id, self.store):
+                return True
+
+        return False
+
     async def query_user_exists(self, user_id: str) -> bool:
         """Check if any application service knows this user_id exists.
 

synapse/handlers/sync.py

@@ -13,17 +13,7 @@
 # limitations under the License.
 import itertools
 import logging
-from typing import (
-    TYPE_CHECKING,
-    Any,
-    Collection,
-    Dict,
-    FrozenSet,
-    List,
-    Optional,
-    Set,
-    Tuple,
-)
+from typing import TYPE_CHECKING, Any, Dict, FrozenSet, List, Optional, Set, Tuple
 
 import attr
 from prometheus_client import Counter
@@ -41,6 +31,7 @@ from synapse.storage.databases.main.event_push_actions import NotifCounts
 from synapse.storage.roommember import MemberSummary
 from synapse.storage.state import StateFilter
 from synapse.types import (
+    DeviceListUpdates,
     JsonDict,
     MutableStateMap,
     Requester,
@@ -184,21 +175,6 @@ class GroupsSyncResult:
         return bool(self.join or self.invite or self.leave)
 
 
-@attr.s(slots=True, frozen=True, auto_attribs=True)
-class DeviceLists:
-    """
-    Attributes:
-        changed: List of user_ids whose devices may have changed
-        left: List of user_ids whose devices we no longer track
-    """
-
-    changed: Collection[str]
-    left: Collection[str]
-
-    def __bool__(self) -> bool:
-        return bool(self.changed or self.left)
-
-
 @attr.s(slots=True, auto_attribs=True)
 class _RoomChanges:
     """The set of room entries to include in the sync, plus the set of joined
@@ -240,7 +216,7 @@ class SyncResult:
     knocked: List[KnockedSyncResult]
     archived: List[ArchivedSyncResult]
     to_device: List[JsonDict]
-    device_lists: DeviceLists
+    device_lists: DeviceListUpdates
     device_one_time_keys_count: JsonDict
     device_unused_fallback_key_types: List[str]
     groups: Optional[GroupsSyncResult]
@@ -1264,8 +1240,8 @@ class SyncHandler:
         newly_joined_or_invited_or_knocked_users: Set[str],
         newly_left_rooms: Set[str],
         newly_left_users: Set[str],
-    ) -> DeviceLists:
-        """Generate the DeviceLists section of sync
+    ) -> DeviceListUpdates:
+        """Generate the DeviceListUpdates section of sync
 
         Args:
             sync_result_builder
@@ -1383,9 +1359,11 @@ class SyncHandler:
                 if any(e.room_id in joined_rooms for e in entries):
                     newly_left_users.discard(user_id)
 
-            return DeviceLists(changed=users_that_have_changed, left=newly_left_users)
+            return DeviceListUpdates(
+                changed=users_that_have_changed, left=newly_left_users
+            )
         else:
-            return DeviceLists(changed=[], left=[])
+            return DeviceListUpdates()
 
     async def _generate_sync_entry_for_to_device(
         self, sync_result_builder: "SyncResultBuilder"

synapse/storage/databases/main/appservice.py

@@ -29,7 +29,7 @@ from synapse.storage._base import db_to_json
 from synapse.storage.database import DatabasePool, LoggingDatabaseConnection
 from synapse.storage.databases.main.events_worker import EventsWorkerStore
 from synapse.storage.databases.main.roommember import RoomMemberWorkerStore
-from synapse.types import JsonDict
+from synapse.types import DeviceListUpdates, JsonDict
 from synapse.util import json_encoder
 from synapse.util.caches.descriptors import _CacheContext, cached
 
@@ -217,6 +217,7 @@ class ApplicationServiceTransactionWorkerStore(
         to_device_messages: List[JsonDict],
         one_time_key_counts: TransactionOneTimeKeyCounts,
         unused_fallback_keys: TransactionUnusedFallbackKeys,
+        device_list_summary: DeviceListUpdates,
     ) -> AppServiceTransaction:
         """Atomically creates a new transaction for this application service
         with the given list of events. Ephemeral events are NOT persisted to the
@@ -231,6 +232,7 @@ class ApplicationServiceTransactionWorkerStore(
                 appservice devices in the transaction.
             unused_fallback_keys: Lists of unused fallback keys for relevant
                 appservice devices in the transaction.
+            device_list_summary: The device list summary to include in the transaction.
 
         Returns:
             A new transaction.
@@ -268,6 +270,7 @@ class ApplicationServiceTransactionWorkerStore(
                 to_device_messages=to_device_messages,
                 one_time_key_counts=one_time_key_counts,
                 unused_fallback_keys=unused_fallback_keys,
+                device_list_summary=device_list_summary,
             )
 
         return await self.db_pool.runInteraction(
@@ -359,8 +362,8 @@ class ApplicationServiceTransactionWorkerStore(
 
         events = await self.get_events_as_list(event_ids)
 
-        # TODO: to-device messages, one-time key counts and unused fallback keys
-        #       are not yet populated for catch-up transactions.
+        # TODO: to-device messages, one-time key counts, device list summaries and unused
+        #       fallback keys are not yet populated for catch-up transactions.
         #       We likely want to populate those for reliability.
         return AppServiceTransaction(
             service=service,
@@ -370,6 +373,7 @@ class ApplicationServiceTransactionWorkerStore(
             to_device_messages=[],
             one_time_key_counts={},
             unused_fallback_keys={},
+            device_list_summary=DeviceListUpdates(),
         )
 
     def _get_last_txn(self, txn, service_id: Optional[str]) -> int:
@@ -430,7 +434,7 @@ class ApplicationServiceTransactionWorkerStore(
     async def get_type_stream_id_for_appservice(
         self, service: ApplicationService, type: str
     ) -> int:
-        if type not in ("read_receipt", "presence", "to_device"):
+        if type not in ("read_receipt", "presence", "to_device", "device_list"):
             raise ValueError(
                 "Expected type to be a valid application stream id type, got %s"
                 % (type,)
@@ -458,7 +462,7 @@ class ApplicationServiceTransactionWorkerStore(
     async def set_appservice_stream_type_pos(
         self, service: ApplicationService, stream_type: str, pos: Optional[int]
     ) -> None:
-        if stream_type not in ("read_receipt", "presence", "to_device"):
+        if stream_type not in ("read_receipt", "presence", "to_device", "device_list"):
             raise ValueError(
                 "Expected type to be a valid application stream id type, got %s"
                 % (stream_type,)

synapse/storage/databases/main/devices.py

@@ -681,42 +681,64 @@ class DeviceWorkerStore(SQLBaseStore):
         return self._device_list_stream_cache.get_all_entities_changed(from_key)
 
     async def get_users_whose_devices_changed(
-        self, from_key: int, user_ids: Iterable[str]
+        self,
+        from_key: int,
+        user_ids: Optional[Iterable[str]] = None,
+        to_key: Optional[int] = None,
     ) -> Set[str]:
         """Get set of users whose devices have changed since `from_key` that
         are in the given list of user_ids.
 
         Args:
-            from_key: The device lists stream token
-            user_ids: The user IDs to query for devices.
+            from_key: The minimum device lists stream token to query device list changes for,
+                exclusive.
+            user_ids: If provided, only check if these users have changed their device lists.
+                Otherwise changes from all users are returned.
+            to_key: The maximum device lists stream token to query device list changes for,
+                inclusive.
 
         Returns:
-            The set of user_ids whose devices have changed since `from_key`
+            The set of user_ids whose devices have changed since `from_key` (exclusive)
+                until `to_key` (inclusive).
         """
-
         # Get set of users who *may* have changed. Users not in the returned
         # list have definitely not changed.
-        to_check = self._device_list_stream_cache.get_entities_changed(
+        if user_ids is None:
+            # Get set of all users that have had device list changes since 'from_key'
+            user_ids_to_check = self._device_list_stream_cache.get_all_entities_changed(
+                from_key
+            )
+        else:
+            # The same as above, but filter results to only those users in 'user_ids'
+            user_ids_to_check = self._device_list_stream_cache.get_entities_changed(
                 user_ids, from_key
             )
 
-        if not to_check:
+        if not user_ids_to_check:
             return set()
 
         def _get_users_whose_devices_changed_txn(txn):
             changes = set()
 
-            sql = """
+            stream_id_where_clause = "stream_id > ?"
+            sql_args = [from_key]
+
+            if to_key:
+                stream_id_where_clause += " AND stream_id <= ?"
+                sql_args.append(to_key)
+
+            sql = f"""
                 SELECT DISTINCT user_id FROM device_lists_stream
-                WHERE stream_id > ?
+                WHERE {stream_id_where_clause}
                 AND
             """
 
-            for chunk in batch_iter(to_check, 100):
+            # Query device changes with a batch of users at a time
+            for chunk in batch_iter(user_ids_to_check, 100):
                 clause, args = make_in_list_sql_clause(
                     txn.database_engine, "user_id", chunk
                 )
-                txn.execute(sql + clause, (from_key,) + tuple(args))
+                txn.execute(sql + clause, sql_args + args)
                 changes.update(user_id for user_id, in txn)
 
             return changes

synapse/storage/schema/main/delta/68/06_msc3202_add_device_list_appservice_stream_type.sql

@@ -0,0 +1,23 @@
+/* Copyright 2022 The Matrix.org Foundation C.I.C
+ *
+ * Licensed under the Apache License, Version 2.0 (the "License");
+ * you may not use this file except in compliance with the License.
+ * You may obtain a copy of the License at
+ *
+ *    http://www.apache.org/licenses/LICENSE-2.0
+ *
+ * Unless required by applicable law or agreed to in writing, software
+ * distributed under the License is distributed on an "AS IS" BASIS,
+ * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
+ * See the License for the specific language governing permissions and
+ * limitations under the License.
+ */
+
+-- Add a column to track what device list changes stream id that this application
+-- service has been caught up to.
+
+-- We explicitly don't set this field as "NOT NULL", as having NULL as a possible
+-- state is useful for determining if we've ever sent traffic for a stream type
+-- to an appservice. See https://github.com/matrix-org/synapse/issues/10836 for
+-- one way this can be used.
+ALTER TABLE application_services_state ADD COLUMN device_list_stream_id BIGINT;

synapse/types.py

@@ -25,6 +25,7 @@ from typing import (
     Match,
     MutableMapping,
     Optional,
+    Set,
     Tuple,
     Type,
     TypeVar,
@@ -748,6 +749,30 @@ class ReadReceipt:
     data: JsonDict
 
 
+@attr.s(slots=True, frozen=True, auto_attribs=True)
+class DeviceListUpdates:
+    """
+    An object containing a diff of information regarding other users' device lists, intended for
+    a recipient to carry out device list tracking.
+
+    Attributes:
+        changed: A set of users whose device lists have changed recently.
+        left: A set of users who the recipient no longer needs to track the device lists of.
+            Typically when those users no longer share any end-to-end encryption enabled rooms.
+    """
+
+    # We need to use a factory here, otherwise `set` is not evaluated at
+    # object instantiation, but instead at class definition instantiation.
+    # The latter happening only once, thus always giving you the same sets
+    # across multiple DeviceListUpdates instances.
+    # Also see: don't define mutable default arguments.
+    changed: Set[str] = attr.ib(factory=set)
+    left: Set[str] = attr.ib(factory=set)
+
+    def __bool__(self) -> bool:
+        return bool(self.changed or self.left)
+
+
 def get_verify_key_from_cross_signing_key(key_info):
     """Get the key ID and signedjson verify key from a cross-signing key dict
 

tests/appservice/test_scheduler.py

@@ -24,6 +24,7 @@ from synapse.appservice.scheduler import (
 )
 from synapse.logging.context import make_deferred_yieldable
 from synapse.server import HomeServer
+from synapse.types import DeviceListUpdates
 from synapse.util import Clock
 
 from tests import unittest
@@ -70,6 +71,7 @@ class ApplicationServiceSchedulerTransactionCtrlTestCase(unittest.TestCase):
             to_device_messages=[],  # txn made and saved
             one_time_key_counts={},
             unused_fallback_keys={},
+            device_list_summary=DeviceListUpdates(),
         )
         self.assertEqual(0, len(self.txnctrl.recoverers))  # no recoverer made
         txn.complete.assert_called_once_with(self.store)  # txn completed
@@ -96,6 +98,7 @@ class ApplicationServiceSchedulerTransactionCtrlTestCase(unittest.TestCase):
             to_device_messages=[],  # txn made and saved
             one_time_key_counts={},
             unused_fallback_keys={},
+            device_list_summary=DeviceListUpdates(),
         )
         self.assertEqual(0, txn.send.call_count)  # txn not sent though
         self.assertEqual(0, txn.complete.call_count)  # or completed
@@ -124,6 +127,7 @@ class ApplicationServiceSchedulerTransactionCtrlTestCase(unittest.TestCase):
             to_device_messages=[],
             one_time_key_counts={},
             unused_fallback_keys={},
+            device_list_summary=DeviceListUpdates(),
         )
         self.assertEqual(1, self.recoverer_fn.call_count)  # recoverer made
         self.assertEqual(1, self.recoverer.recover.call_count)  # and invoked
@@ -225,7 +229,9 @@ class ApplicationServiceSchedulerQueuerTestCase(unittest.HomeserverTestCase):
         service = Mock(id=4)
         event = Mock()
         self.scheduler.enqueue_for_appservice(service, events=[event])
-        self.txn_ctrl.send.assert_called_once_with(service, [event], [], [], None, None)
+        self.txn_ctrl.send.assert_called_once_with(
+            service, [event], [], [], None, None, DeviceListUpdates()
+        )
 
     def test_send_single_event_with_queue(self):
         d = defer.Deferred()
@@ -240,12 +246,14 @@ class ApplicationServiceSchedulerQueuerTestCase(unittest.HomeserverTestCase):
         # (call enqueue_for_appservice multiple times deliberately)
         self.scheduler.enqueue_for_appservice(service, events=[event2])
         self.scheduler.enqueue_for_appservice(service, events=[event3])
-        self.txn_ctrl.send.assert_called_with(service, [event], [], [], None, None)
+        self.txn_ctrl.send.assert_called_with(
+            service, [event], [], [], None, None, DeviceListUpdates()
+        )
         self.assertEqual(1, self.txn_ctrl.send.call_count)
         # Resolve the send event: expect the queued events to be sent
         d.callback(service)
         self.txn_ctrl.send.assert_called_with(
-            service, [event2, event3], [], [], None, None
+            service, [event2, event3], [], [], None, None, DeviceListUpdates()
         )
         self.assertEqual(2, self.txn_ctrl.send.call_count)
 
@@ -272,15 +280,21 @@ class ApplicationServiceSchedulerQueuerTestCase(unittest.HomeserverTestCase):
         # send events for different ASes and make sure they are sent
         self.scheduler.enqueue_for_appservice(srv1, events=[srv_1_event])
         self.scheduler.enqueue_for_appservice(srv1, events=[srv_1_event2])
-        self.txn_ctrl.send.assert_called_with(srv1, [srv_1_event], [], [], None, None)
+        self.txn_ctrl.send.assert_called_with(
+            srv1, [srv_1_event], [], [], None, None, DeviceListUpdates()
+        )
         self.scheduler.enqueue_for_appservice(srv2, events=[srv_2_event])
         self.scheduler.enqueue_for_appservice(srv2, events=[srv_2_event2])
-        self.txn_ctrl.send.assert_called_with(srv2, [srv_2_event], [], [], None, None)
+        self.txn_ctrl.send.assert_called_with(
+            srv2, [srv_2_event], [], [], None, None, DeviceListUpdates()
+        )
 
         # make sure callbacks for a service only send queued events for THAT
         # service
         srv_2_defer.callback(srv2)
-        self.txn_ctrl.send.assert_called_with(srv2, [srv_2_event2], [], [], None, None)
+        self.txn_ctrl.send.assert_called_with(
+            srv2, [srv_2_event2], [], [], None, None, DeviceListUpdates()
+        )
         self.assertEqual(3, self.txn_ctrl.send.call_count)
 
     def test_send_large_txns(self):
@@ -300,17 +314,17 @@ class ApplicationServiceSchedulerQueuerTestCase(unittest.HomeserverTestCase):
 
         # Expect the first event to be sent immediately.
         self.txn_ctrl.send.assert_called_with(
-            service, [event_list[0]], [], [], None, None
+            service, [event_list[0]], [], [], None, None, DeviceListUpdates()
         )
         srv_1_defer.callback(service)
         # Then send the next 100 events
         self.txn_ctrl.send.assert_called_with(
-            service, event_list[1:101], [], [], None, None
+            service, event_list[1:101], [], [], None, None, DeviceListUpdates()
         )
         srv_2_defer.callback(service)
         # Then the final 99 events
         self.txn_ctrl.send.assert_called_with(
-            service, event_list[101:], [], [], None, None
+            service, event_list[101:], [], [], None, None, DeviceListUpdates()
         )
         self.assertEqual(3, self.txn_ctrl.send.call_count)
 
@@ -320,7 +334,7 @@ class ApplicationServiceSchedulerQueuerTestCase(unittest.HomeserverTestCase):
         event_list = [Mock(name="event")]
         self.scheduler.enqueue_for_appservice(service, ephemeral=event_list)
         self.txn_ctrl.send.assert_called_once_with(
-            service, [], event_list, [], None, None
+            service, [], event_list, [], None, None, DeviceListUpdates()
         )
 
     def test_send_multiple_ephemeral_no_queue(self):
@@ -329,7 +343,7 @@ class ApplicationServiceSchedulerQueuerTestCase(unittest.HomeserverTestCase):
         event_list = [Mock(name="event1"), Mock(name="event2"), Mock(name="event3")]
         self.scheduler.enqueue_for_appservice(service, ephemeral=event_list)
         self.txn_ctrl.send.assert_called_once_with(
-            service, [], event_list, [], None, None
+            service, [], event_list, [], None, None, DeviceListUpdates()
         )
 
     def test_send_single_ephemeral_with_queue(self):
@@ -345,13 +359,21 @@ class ApplicationServiceSchedulerQueuerTestCase(unittest.HomeserverTestCase):
         # Send more events: expect send() to NOT be called multiple times.
         self.scheduler.enqueue_for_appservice(service, ephemeral=event_list_2)
         self.scheduler.enqueue_for_appservice(service, ephemeral=event_list_3)
-        self.txn_ctrl.send.assert_called_with(service, [], event_list_1, [], None, None)
+        self.txn_ctrl.send.assert_called_with(
+            service, [], event_list_1, [], None, None, DeviceListUpdates()
+        )
         self.assertEqual(1, self.txn_ctrl.send.call_count)
         # Resolve txn_ctrl.send
         d.callback(service)
         # Expect the queued events to be sent
         self.txn_ctrl.send.assert_called_with(
-            service, [], event_list_2 + event_list_3, [], None, None
+            service,
+            [],
+            event_list_2 + event_list_3,
+            [],
+            None,
+            None,
+            DeviceListUpdates(),
         )
         self.assertEqual(2, self.txn_ctrl.send.call_count)
 
@@ -365,8 +387,10 @@ class ApplicationServiceSchedulerQueuerTestCase(unittest.HomeserverTestCase):
         event_list = first_chunk + second_chunk
         self.scheduler.enqueue_for_appservice(service, ephemeral=event_list)
         self.txn_ctrl.send.assert_called_once_with(
-            service, [], first_chunk, [], None, None
+            service, [], first_chunk, [], None, None, DeviceListUpdates()
         )
         d.callback(service)
-        self.txn_ctrl.send.assert_called_with(service, [], second_chunk, [], None, None)
+        self.txn_ctrl.send.assert_called_with(
+            service, [], second_chunk, [], None, None, DeviceListUpdates()
+        )
         self.assertEqual(2, self.txn_ctrl.send.call_count)

tests/handlers/test_appservice.py

@@ -15,6 +15,8 @@
 from typing import Dict, Iterable, List, Optional
 from unittest.mock import Mock
 
+from parameterized import parameterized
+
 from twisted.internet import defer
 from twisted.test.proto_helpers import MemoryReactor
 
@@ -471,6 +473,7 @@ class ApplicationServicesHandlerSendEventsTestCase(unittest.HomeserverTestCase):
             to_device_messages,
             _otks,
             _fbks,
+            _device_list_summary,
         ) = self.send_mock.call_args[0]
 
         # Assert that this was the same to-device message that local_user sent
@@ -583,7 +586,15 @@ class ApplicationServicesHandlerSendEventsTestCase(unittest.HomeserverTestCase):
         service_id_to_message_count: Dict[str, int] = {}
 
         for call in self.send_mock.call_args_list:
-            service, _events, _ephemeral, to_device_messages, _otks, _fbks = call[0]
+            (
+                service,
+                _events,
+                _ephemeral,
+                to_device_messages,
+                _otks,
+                _fbks,
+                _device_list_summary,
+            ) = call[0]
 
             # Check that this was made to an interested service
             self.assertIn(service, interested_appservices)
@@ -627,6 +638,114 @@ class ApplicationServicesHandlerSendEventsTestCase(unittest.HomeserverTestCase):
         return appservice
 
 
+class ApplicationServicesHandlerDeviceListsTestCase(unittest.HomeserverTestCase):
+    """
+    Tests that the ApplicationServicesHandler sends device list updates to application
+    services correctly.
+    """
+
+    servlets = [
+        synapse.rest.admin.register_servlets_for_client_rest_resource,
+        login.register_servlets,
+        room.register_servlets,
+    ]
+
+    def prepare(self, reactor: MemoryReactor, clock: Clock, hs: HomeServer) -> None:
+        # Allow us to modify cached feature flags mid-test
+        self.as_handler = hs.get_application_service_handler()
+
+        # Mock ApplicationServiceApi's put_json, so we can verify the raw JSON that
+        # will be sent over the wire
+        self.put_json = simple_async_mock()
+        hs.get_application_service_api().put_json = self.put_json  # type: ignore[assignment]
+
+        # Mock out application services, and allow defining our own in tests
+        self._services: List[ApplicationService] = []
+        self.hs.get_datastores().main.get_app_services = Mock(
+            return_value=self._services
+        )
+
+    # Test across a variety of configuration values
+    @parameterized.expand(
+        [
+            (True, True, True),
+            (True, False, False),
+            (False, True, False),
+            (False, False, False),
+        ]
+    )
+    def test_application_service_receives_device_list_updates(
+        self,
+        experimental_feature_enabled: bool,
+        as_supports_txn_extensions: bool,
+        as_should_receive_device_list_updates: bool,
+    ):
+        """
+        Tests that an application service receives notice of changed device
+        lists for a user, when a user changes their device lists.
+
+        Arguments above are populated by parameterized.
+
+        Args:
+            as_should_receive_device_list_updates: Whether we expect the AS to receive the
+                device list changes.
+            experimental_feature_enabled: Whether the "msc3202_transaction_extensions" experimental
+                feature is enabled. This feature must be enabled for device lists to ASs to work.
+            as_supports_txn_extensions: Whether the application service has explicitly registered
+                to receive information defined by MSC3202 - which includes device list changes.
+        """
+        # Change whether the experimental feature is enabled or disabled before making
+        # device list changes
+        self.as_handler._msc3202_transaction_extensions_enabled = (
+            experimental_feature_enabled
+        )
+
+        # Create an appservice that is interested in "local_user"
+        appservice = ApplicationService(
+            token=random_string(10),
+            hostname="example.com",
+            id=random_string(10),
+            sender="@as:example.com",
+            rate_limited=False,
+            namespaces={
+                ApplicationService.NS_USERS: [
+                    {
+                        "regex": "@local_user:.+",
+                        "exclusive": False,
+                    }
+                ],
+            },
+            supports_ephemeral=True,
+            msc3202_transaction_extensions=as_supports_txn_extensions,
+            # Must be set for Synapse to try pushing data to the AS
+            hs_token="abcde",
+            url="some_url",
+        )
+
+        # Register the application service
+        self._services.append(appservice)
+
+        # Register a user on the homeserver
+        self.local_user = self.register_user("local_user", "password")
+        self.local_user_token = self.login("local_user", "password")
+
+        if as_should_receive_device_list_updates:
+            # Ensure that the resulting JSON uses the unstable prefix and contains the
+            # expected users
+            self.put_json.assert_called_once()
+            json_body = self.put_json.call_args[1]["json_body"]
+
+            # Our application service should have received a device list update with
+            # "local_user" in the "changed" list
+            device_list_dict = json_body.get("org.matrix.msc3202.device_lists", {})
+            self.assertEqual([], device_list_dict["left"])
+            self.assertEqual([self.local_user], device_list_dict["changed"])
+
+        else:
+            # No device list changes should have been sent out
+            self.put_json.assert_not_called()
+
+
 class ApplicationServicesHandlerOtkCountsTestCase(unittest.HomeserverTestCase):
     # Argument indices for pulling out arguments from a `send_mock`.
     ARG_OTK_COUNTS = 4

tests/storage/test_appservice.py

@@ -31,6 +31,7 @@ from synapse.storage.databases.main.appservice import (
     ApplicationServiceStore,
     ApplicationServiceTransactionStore,
 )
+from synapse.types import DeviceListUpdates
 from synapse.util import Clock
 
 from tests import unittest
@@ -267,7 +268,9 @@ class ApplicationServiceTransactionStoreTestCase(unittest.HomeserverTestCase):
         events = cast(List[EventBase], [Mock(event_id="e1"), Mock(event_id="e2")])
         txn = self.get_success(
             defer.ensureDeferred(
-                self.store.create_appservice_txn(service, events, [], [], {}, {})
+                self.store.create_appservice_txn(
+                    service, events, [], [], {}, {}, DeviceListUpdates()
+                )
             )
         )
         self.assertEqual(txn.id, 1)
@@ -283,7 +286,9 @@ class ApplicationServiceTransactionStoreTestCase(unittest.HomeserverTestCase):
         self.get_success(self._insert_txn(service.id, 9644, events))
         self.get_success(self._insert_txn(service.id, 9645, events))
         txn = self.get_success(
-            self.store.create_appservice_txn(service, events, [], [], {}, {})
+            self.store.create_appservice_txn(
+                service, events, [], [], {}, {}, DeviceListUpdates()
+            )
         )
         self.assertEqual(txn.id, 9646)
         self.assertEqual(txn.events, events)
@@ -296,7 +301,9 @@ class ApplicationServiceTransactionStoreTestCase(unittest.HomeserverTestCase):
         events = cast(List[EventBase], [Mock(event_id="e1"), Mock(event_id="e2")])
         self.get_success(self._set_last_txn(service.id, 9643))
         txn = self.get_success(
-            self.store.create_appservice_txn(service, events, [], [], {}, {})
+            self.store.create_appservice_txn(
+                service, events, [], [], {}, {}, DeviceListUpdates()
+            )
         )
         self.assertEqual(txn.id, 9644)
         self.assertEqual(txn.events, events)
@@ -320,7 +327,9 @@ class ApplicationServiceTransactionStoreTestCase(unittest.HomeserverTestCase):
         self.get_success(self._insert_txn(self.as_list[3]["id"], 9643, events))
 
         txn = self.get_success(
-            self.store.create_appservice_txn(service, events, [], [], {}, {})
+            self.store.create_appservice_txn(
+                service, events, [], [], {}, {}, DeviceListUpdates()
+            )
         )
         self.assertEqual(txn.id, 9644)
         self.assertEqual(txn.events, events)